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Financial Times


Results for news from the Financial Times about Regulation
Page 2 of 77 news found.
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Markets Regulation
Europe urges US to recognise overseas clearing rules
European Commission says it will recognise US rules that oversee clearing houses if the CFTC is flexible for foreign risk management houses
Sat, 28 Jun 2014 11:34:18 GMT

Markets Regulation
Banks start to drain Barclays dark pool
Deutsche and Credit Suisse are among institutions withdrawing business after New York’s attorney-general alleged the UK bank misled investors
Thu, 26 Jun 2014 18:13:27 GMT

Markets Regulation
Brussels looks at levy to fund watchdogs
European Commission review also considers new responsibilities for supervisors as part of a broader regulatory rethink
Tue, 24 Jun 2014 10:40:19 GMT

Regulation Amp Governance
Fed looks at exit fees on bond funds
Officials fear way investors can withdraw money on demand even though the assets of their funds are long-term debt and can be hard to sell in a crisis
Mon, 16 Jun 2014 18:35:47 GMT

Regulation Amp Governance
Brokers’ dealing commissions unbroken
A regulatory crackdown on asset managers’ use of investors’ money has so far failed to cut the flow of commission payments
Sun, 15 Jun 2014 03:47:03 GMT

Markets Regulation
UKLA’s Quindell ruling was tough but fair
The blocking of software consultancy Quindell’s move to the main market left investors frustrated but regulators are right to impose strict standards
Fri, 13 Jun 2014 16:59:42 GMT

Markets Regulation
Osborne to toughen rules on market abuse
The chancellor plans to make manipulation of foreign exchange, fixed income and commodities benchmarks a criminal offence
Wed, 11 Jun 2014 21:32:30 GMT

Markets Regulation
EU charges ICAP over yen Libor cartels
Decision follows a similar move by antitrust body against a trio of banks over manipulating the Euribor interest rate benchmark
Tue, 10 Jun 2014 14:02:44 GMT

Markets Regulation
SEC exercises its muscle over ‘dark pools’
Liquidnet and Wedbush are subject to action over controls
Fri, 06 Jun 2014 18:28:07 GMT

Markets Regulation
Massad confirmed as new CFTC chairman
Senators clear path for Massad, Bowen and Giancarlo to join the derivatives regulator’s board after nearly a year of gaps in its top team
Tue, 03 Jun 2014 22:55:08 GMT

Regulation Amp Governance
New rules and unintended consequences
Rules that stamp out abuses can create new areas for dangerous behaviour and endow hitherto unheralded players with great power
Sun, 01 Jun 2014 12:45:42 GMT

Markets Regulation
Icahn, Mickelson and Walters ‘face probe’
Probe into whether Mickelson and Walters may have traded illegally on information provided by Icahn, a source told Reuters, the agency said
Sat, 31 May 2014 01:12:47 GMT

Regulation Amp Governance
New accounting rule a boost for investors
Revenue standard published by US and European regulators aims to make it easier to compare companies’ sales around the world
Wed, 28 May 2014 17:33:44 GMT

Markets Regulation
FTC calls for clampdown on data brokers
Agency wants Congress to pass legislation to establish a centralised portal so consumers can find data brokers and access information being collected
Tue, 27 May 2014 19:19:19 GMT

Markets Regulation
Germany brings in new rules for grey capital market
Tougher scrutiny imposed on corporates that seek funding from retail investors rather than banks with rules on prospectuses and advertising
Thu, 22 May 2014 18:20:46 GMT

Markets Regulation
Finra to advance data collection plan
The agency’s plan has sparked alarm among brokers, who have complained about privacy concerns, data security and the costs of compliance
Sun, 18 May 2014 21:38:08 GMT

Markets Regulation
FCA set to fine UK group in Libor case
Interdealer broker RP Martin has agreed a settlement with the UK’s Financial Conduct Authority, which is expected to be announced as soon as Thursday
Wed, 14 May 2014 10:21:59 GMT

Markets Regulation
Regulators see new threat to stability
Non-bank mortgage servicers and the asset management industry pose a potential risk to the financial system, according to a new report
Wed, 07 May 2014 20:38:47 GMT

Markets Regulation
Europe aims to settle FX rules by August
Commission accepts need for legislation to resolve issue that has seen confused market participants seek clarifications from European regulators
Tue, 06 May 2014 09:30:01 GMT

Regulation Amp Governance
Small shareholders’ rights to be boosted
FCA proposes that controlling shareholders will have to seek approval of a majority of independent shareholders to delist a company
Sun, 20 Apr 2014 18:21:20 GMT

Markets Regulation
US regulators to monitor London swaps
ICAP will next month begin trading dollar-denominated swaps from its home in the UK capital on a new United States-regulated electronic marketplace
Sun, 20 Apr 2014 13:02:12 GMT

Markets Regulation
Forex rule confusion risk to UK traders
European authorities are struggling to determine whether parts of the forex market are caught under requirements that came into effect two months ago
Tue, 15 Apr 2014 17:51:07 GMT

Regulation Amp Governance
Asset managers miss out on €1bn of profit
European asset managers are failing to take advantage of the freedoms granted to them under the EU’s Ucits IV legislation, which could cut costs
Sun, 13 Apr 2014 02:19:19 GMT

Markets Regulation
HKEx chief seeks change in listing rules
The head of Hong Kong’s stock market operator has questioned the city’s commitment to the one share, one vote principle
Mon, 07 Apr 2014 11:53:30 GMT

Regulation Amp Governance
Higher ethics demanded of asset managers
CFA UK survey finds organisations are increasing personal responsibility for upholding standards, but it is becoming easier for the industry to do so
Thu, 03 Apr 2014 17:40:48 GMT

Markets Regulation
Mexico’s antitrust bill seen as ‘flawed’
Experts warn the vagueness of the legislation, aimed at stopping companies dominate through monopolistic practices, poses potential block to success
Tue, 18 Mar 2014 11:35:00 GMT

Markets Regulation
Wall Street wins Volcker rules concession
Financial reform package that aimed to rein in Wall Street is less burdensome than was feared on banks’ trades taken to manage risk
Tue, 10 Dec 2013 03:37:26 GMT



Results for news from the Financial Times about Regulation
Page 2 of 77 news found.
PREVIUS - 1 - 2

Wall Street Journal


Results for news from the Wall Street Journal about Regulation
Page 2 of 77 news found.
PREVIUS - 1 - 2


Results for news from the Wall Street Journal about Regulation
Page 2 of 77 news found.
PREVIUS - 1 - 2

The Economist


Results for news from the The Economist about Regulation
Page 2 of 77 news found.
PREVIUS - 1 - 2


Results for news from the The Economist about Regulation
Page 2 of 77 news found.
PREVIUS - 1 - 2