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Financial Times


Results for news from the Financial Times about Regulation
Page 1 of 77 news found.
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Markets Regulation
FCA to police seven more benchmarks
Move follows introduction of Libor regulations in 2013
Mon, 22 Dec 2014 18:12:02 GMT

Regulation Amp Governance
Volcker lambasts Wall Street lobbying
Withering attack as industry secures extension to comply on hedge funds
Fri, 19 Dec 2014 19:40:46 GMT

Markets Regulation
UK Treasury to shake up regulatory fines
New proposals include quicker system for appealing decisions
Thu, 18 Dec 2014 20:26:28 GMT

Markets Regulation
FCA chief says regulator ‘went too far’
Outgoing head of supervision Clive Adamson admits his ‘reservations’ on headline-chasing to MPs
Tue, 16 Dec 2014 18:10:09 GMT

Markets Regulation
ICE urges caution on derivatives reform
ICE chief Sprecher warns European plans could damage innovation in futures market
Tue, 16 Dec 2014 10:59:27 GMT

Regulation Amp Governance
Norway ‘burnt’ foreign investors
Large investor accuses the government of protecting the national oil company
Sun, 14 Dec 2014 05:37:55 GMT

Regulation Amp Governance
Investors start legal battle against OW Bunker
Nine investors try to ascertain if losses can be recovered
Sun, 14 Dec 2014 05:36:48 GMT

Regulation Amp Governance
Teach bankers how to tweet, says charter
Set of standards launched to avoid future blunders
Thu, 11 Dec 2014 16:25:07 GMT

Regulation Amp Governance
Pay of FTSE 100 CEOs jumps 50%
Basic salaries were unchanged, with big rises in elements such as bonuses and stock options
Sun, 07 Dec 2014 09:52:04 GMT

Regulation Amp Governance
Financial risks are rising, says watchdog
Shadow banking and illiquid bond markets create new threats
Tue, 02 Dec 2014 21:04:31 GMT

Regulation Amp Governance
Funds in cluster bomb ‘hall of shame’
Global financial institutions have invested $27bn in manufacturers of cluster munitions
Sun, 30 Nov 2014 03:36:42 GMT

Regulation Amp Governance
Call to close short selling loophole
European lawmakers urge rethink on hedge fund anonymous bets
Fri, 21 Nov 2014 18:51:43 GMT

Markets Regulation
CFTC warns on US benchmark regulation
Chairman says European banks and asset managers could be shut out from US markets
Thu, 20 Nov 2014 17:32:52 GMT

Markets Regulation
India toughens insider trading controls
Regulator approves tighter measures in effort to shake off reputation for irregularities
Wed, 19 Nov 2014 16:20:54 GMT

Markets Regulation
Fresh SEC crackdown on ‘flash crashes’
Trading firms and exchanges face new rules
Wed, 19 Nov 2014 16:04:32 GMT

Regulation Amp Governance
BlackRock defends non-disclosure deals
Pension schemes argue the arrangements prevent them from comparing fees
Sun, 16 Nov 2014 05:32:25 GMT

Markets Regulation
Europe pulls back on research cost revamp
FCA plan to separate brokers’ costs hits hurdles
Tue, 11 Nov 2014 21:08:33 GMT

Markets Regulation
Flawed US rules fragment swaps market
Avoiding US rules is now the driving force in global swaps market, writes CFTC’s Chris Giancarlo
Mon, 10 Nov 2014 10:51:32 GMT

Regulation Amp Governance
US law firms line up to sue Tesco
Damages sought over accounting scandal
Sun, 09 Nov 2014 08:50:52 GMT

Regulation Amp Governance
Trade unions condemn tax avoidance
Unions call on their pension funds to improve tax practices
Sun, 09 Nov 2014 08:50:52 GMT

Regulation Amp Governance
Bill Gross’s pay at Janus kept secret
Shareholders have a history of rebelling against steep executive compensation
Sun, 19 Oct 2014 05:42:25 GMT

Markets Regulation
Tougher shadow bank rules ‘only the start’
Experts say regulators are leaving open the option of more regulation in future
Tue, 14 Oct 2014 16:57:20 GMT

Markets Regulation
Hargreaves Lansdown cool on bank licence
UK’s biggest fund supermarket deterred by stream of negative European regulation
Tue, 14 Oct 2014 15:55:27 GMT

Markets Regulation
Banks agree to new crisis derivatives rules
Deal will stop contracts with troubled parties being halted in $710tn market
Sat, 11 Oct 2014 21:20:07 GMT

Markets Regulation
Europe delays FX derivatives reporting
Esma agrees to two-year pushback after UK opposition
Fri, 10 Oct 2014 09:01:22 GMT

Markets Regulation
Swaps reform aims to prevent next Lehman
Rules to stop counterparties from worsening a Lehman-style crisis
Wed, 08 Oct 2014 18:24:50 GMT

Markets Regulation
Investors warn on derivatives crisis plan
Funds say banks’ scheme to rewrite contracts may clash with client interests
Wed, 08 Oct 2014 18:10:46 GMT

Markets Regulation
Chicago prosecutor gets tough on spoofing
Attorney brings first criminal charge against spoof trade entry
Wed, 08 Oct 2014 08:15:26 GMT

Markets Regulation
Banks agree to new derivatives rule book
New protocols for $700tn market to ease future crises at failing financial institutions
Tue, 07 Oct 2014 22:50:15 GMT

Regulation Amp Governance
Private jets expensed with hedge fund fees
Some managers take salaries, expenses and entertainment costs directly out of funds they manage
Sun, 05 Oct 2014 06:08:08 GMT

Markets Regulation
Trader faces criminal ‘spoofing’ charges
Michael Coscia allegedly used algorithms to submit false bids
Thu, 02 Oct 2014 17:50:36 GMT

Markets Regulation
Forex industry fights back with its own lobby group
Forex industry fights back with its own lobby group
Fri, 26 Sep 2014 09:26:01 GMT

Markets Regulation
Wells Fargo brokerage arm fined $5m
Internal compliance groups responsible for ensuring brokers did not abuse customers’ confidential information ‘ultimately failed to act, the SEC said
Mon, 22 Sep 2014 21:59:43 GMT

Regulation Amp Governance
Finra shines light into dark pools
US agency has approved plans that seek higher levels of transparency and disclosure, moves that follow sweeping reforms from the SEC
Fri, 19 Sep 2014 20:11:56 GMT

Markets Regulation
Australia and Singapore sign data pact
Australia and Singapore have agreed to allow their regulators mutual access to trading data, in the first attempt globally to allow sharing of such data to help avoid another financial crisis
Wed, 17 Sep 2014 12:25:19 GMT

Markets Regulation
Regulators probe shadows
Alternative trading systems are causing concern around the world
Mon, 15 Sep 2014 23:07:08 GMT

Markets Regulation
UK set to license Chinese bank branch
ICBC, China’s biggest lender, is expected to be granted permission to set up in London, following months of talks between regulators
Fri, 05 Sep 2014 18:12:01 GMT

Markets Regulation
Banks face lawsuit over Isdafix claims
Fresh allegations open up a new litigation front for 14 institutions and follow a string of damages claims over allegations of rigging Libor
Fri, 05 Sep 2014 12:45:45 GMT

Regulation Amp Governance
European fund houses fear SEC’s reach
The US regulator is increasing oversight of fund groups that are registered to conduct business in the US, even if they are regulated elsewhere
Sun, 31 Aug 2014 07:31:50 GMT

Regulation Amp Governance
Big Four accountants hedge bets amid wave of regulations
Global accountants step up their services advising hedge funds as they seek to capitalise on a sector mired in increasingly complex rules
Sun, 24 Aug 2014 12:01:31 GMT

Regulation Amp Governance
Challenge to lift BofA revenues after fines
Chief executive must plot new course after $16.65bn settlement with the DoJ mark an end to the bank’s major known crisis-era mortgage litigation
Thu, 21 Aug 2014 17:11:05 GMT

Markets Regulation
Banks hire anti-money laundering experts
The number of new jobs within UK banks’ anti-money laundering teams has jumped by 54 per cent in the last year
Sun, 17 Aug 2014 23:02:06 GMT

Markets Regulation
S Korea to double stock trading limit
Seoul to permit shares traded on main board to rise or fall by up to 30% from their previous close, as part of efforts to revitalise financial sector
Tue, 12 Aug 2014 04:50:29 GMT

Regulation Amp Governance
Asset managers may escape systemic label
Regulators may lift a threat hanging over groups like BlackRock and Fidelity but will still review what risk the Industry poses to stability
Thu, 31 Jul 2014 15:15:24 GMT

Regulation Amp Governance
London asset manager takes UBS to court
Decura claims the Swiss bank’s 2012 restructuring badly damaged a joint venture between the two. The proceedings could cost UBS $100m
Sun, 27 Jul 2014 07:23:40 GMT

Markets Regulation
O’Malia to take helm at Isda
Scott O’Malia, former commissioner at the main regulator of the US swaps industry, will become head of the leading global derivatives group
Wed, 23 Jul 2014 04:02:16 GMT

Markets Regulation
Barclays ‘dark pool’ trades dry up
Bank falls from second to 12th place in terms of volumes traded in US dark pools as clients flee in wake of US lawsuit over high frequency activity
Mon, 21 Jul 2014 18:07:45 GMT

Markets Regulation
Rajaratnam’s brother acquitted by jury
Acquittal is first loss by US attorney’s office in Manhattan, which has had an unprecedented 80-0 record of convictions of individuals for insider trading since Preet Bharara took over in 2009
Tue, 08 Jul 2014 20:20:24 GMT

Markets Regulation
ICE prepares deeper reform of Libor
Derivatives exchange operator asks banks that submit Libor rates for more internal transaction data and starts testing system to validate submissions
Tue, 08 Jul 2014 11:21:00 GMT

Markets Regulation
Goldman Sachs fined in dark pool debacle
The fine levelled by the Financial Industry Regulatory Authority comes amid heightened scrutiny around the US share trading industry
Tue, 01 Jul 2014 16:48:56 GMT



Results for news from the Financial Times about Regulation
Page 1 of 77 news found.
1 - 2 - NEXT

Wall Street Journal


Results for news from the Wall Street Journal about Regulation
Page 1 of 77 news found.
1 - 2 - NEXT


Results for news from the Wall Street Journal about Regulation
Page 1 of 77 news found.
1 - 2 - NEXT

The Economist


Results for news from the The Economist about Regulation
Page 1 of 77 news found.
1 - 2 - NEXT


Results for news from the The Economist about Regulation
Page 1 of 77 news found.
1 - 2 - NEXT