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Financial Times


Results for news from the Financial Times about Markets Regulation
Page 1 of 51 news found.
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Markets Regulation
FCA to police seven more benchmarks
Move follows introduction of Libor regulations in 2013
Mon, 22 Dec 2014 18:12:02 GMT

Markets Regulation
UK Treasury to shake up regulatory fines
New proposals include quicker system for appealing decisions
Thu, 18 Dec 2014 20:26:28 GMT

Markets Regulation
FCA chief says regulator ‘went too far’
Outgoing head of supervision Clive Adamson admits his ‘reservations’ on headline-chasing to MPs
Tue, 16 Dec 2014 18:10:09 GMT

Markets Regulation
ICE urges caution on derivatives reform
ICE chief Sprecher warns European plans could damage innovation in futures market
Tue, 16 Dec 2014 10:59:27 GMT

Markets Regulation
CFTC warns on US benchmark regulation
Chairman says European banks and asset managers could be shut out from US markets
Thu, 20 Nov 2014 17:32:52 GMT

Markets Regulation
India toughens insider trading controls
Regulator approves tighter measures in effort to shake off reputation for irregularities
Wed, 19 Nov 2014 16:20:54 GMT

Markets Regulation
Fresh SEC crackdown on ‘flash crashes’
Trading firms and exchanges face new rules
Wed, 19 Nov 2014 16:04:32 GMT

Markets Regulation
Europe pulls back on research cost revamp
FCA plan to separate brokers’ costs hits hurdles
Tue, 11 Nov 2014 21:08:33 GMT

Markets Regulation
Flawed US rules fragment swaps market
Avoiding US rules is now the driving force in global swaps market, writes CFTC’s Chris Giancarlo
Mon, 10 Nov 2014 10:51:32 GMT

Markets Regulation
Tougher shadow bank rules ‘only the start’
Experts say regulators are leaving open the option of more regulation in future
Tue, 14 Oct 2014 16:57:20 GMT

Markets Regulation
Hargreaves Lansdown cool on bank licence
UK’s biggest fund supermarket deterred by stream of negative European regulation
Tue, 14 Oct 2014 15:55:27 GMT

Markets Regulation
Banks agree to new crisis derivatives rules
Deal will stop contracts with troubled parties being halted in $710tn market
Sat, 11 Oct 2014 21:20:07 GMT

Markets Regulation
Europe delays FX derivatives reporting
Esma agrees to two-year pushback after UK opposition
Fri, 10 Oct 2014 09:01:22 GMT

Markets Regulation
Swaps reform aims to prevent next Lehman
Rules to stop counterparties from worsening a Lehman-style crisis
Wed, 08 Oct 2014 18:24:50 GMT

Markets Regulation
Investors warn on derivatives crisis plan
Funds say banks’ scheme to rewrite contracts may clash with client interests
Wed, 08 Oct 2014 18:10:46 GMT

Markets Regulation
Chicago prosecutor gets tough on spoofing
Attorney brings first criminal charge against spoof trade entry
Wed, 08 Oct 2014 08:15:26 GMT

Markets Regulation
Banks agree to new derivatives rule book
New protocols for $700tn market to ease future crises at failing financial institutions
Tue, 07 Oct 2014 22:50:15 GMT

Markets Regulation
Trader faces criminal ‘spoofing’ charges
Michael Coscia allegedly used algorithms to submit false bids
Thu, 02 Oct 2014 17:50:36 GMT

Markets Regulation
Forex industry fights back with its own lobby group
Forex industry fights back with its own lobby group
Fri, 26 Sep 2014 09:26:01 GMT

Markets Regulation
Wells Fargo brokerage arm fined $5m
Internal compliance groups responsible for ensuring brokers did not abuse customers’ confidential information ‘ultimately failed to act, the SEC said
Mon, 22 Sep 2014 21:59:43 GMT

Markets Regulation
Australia and Singapore sign data pact
Australia and Singapore have agreed to allow their regulators mutual access to trading data, in the first attempt globally to allow sharing of such data to help avoid another financial crisis
Wed, 17 Sep 2014 12:25:19 GMT

Markets Regulation
Regulators probe shadows
Alternative trading systems are causing concern around the world
Mon, 15 Sep 2014 23:07:08 GMT

Markets Regulation
UK set to license Chinese bank branch
ICBC, China’s biggest lender, is expected to be granted permission to set up in London, following months of talks between regulators
Fri, 05 Sep 2014 18:12:01 GMT

Markets Regulation
Banks face lawsuit over Isdafix claims
Fresh allegations open up a new litigation front for 14 institutions and follow a string of damages claims over allegations of rigging Libor
Fri, 05 Sep 2014 12:45:45 GMT

Markets Regulation
Banks hire anti-money laundering experts
The number of new jobs within UK banks’ anti-money laundering teams has jumped by 54 per cent in the last year
Sun, 17 Aug 2014 23:02:06 GMT

Markets Regulation
S Korea to double stock trading limit
Seoul to permit shares traded on main board to rise or fall by up to 30% from their previous close, as part of efforts to revitalise financial sector
Tue, 12 Aug 2014 04:50:29 GMT

Markets Regulation
O’Malia to take helm at Isda
Scott O’Malia, former commissioner at the main regulator of the US swaps industry, will become head of the leading global derivatives group
Wed, 23 Jul 2014 04:02:16 GMT

Markets Regulation
Barclays ‘dark pool’ trades dry up
Bank falls from second to 12th place in terms of volumes traded in US dark pools as clients flee in wake of US lawsuit over high frequency activity
Mon, 21 Jul 2014 18:07:45 GMT

Markets Regulation
Rajaratnam’s brother acquitted by jury
Acquittal is first loss by US attorney’s office in Manhattan, which has had an unprecedented 80-0 record of convictions of individuals for insider trading since Preet Bharara took over in 2009
Tue, 08 Jul 2014 20:20:24 GMT

Markets Regulation
ICE prepares deeper reform of Libor
Derivatives exchange operator asks banks that submit Libor rates for more internal transaction data and starts testing system to validate submissions
Tue, 08 Jul 2014 11:21:00 GMT

Markets Regulation
Goldman Sachs fined in dark pool debacle
The fine levelled by the Financial Industry Regulatory Authority comes amid heightened scrutiny around the US share trading industry
Tue, 01 Jul 2014 16:48:56 GMT

Markets Regulation
Europe urges US to recognise overseas clearing rules
European Commission says it will recognise US rules that oversee clearing houses if the CFTC is flexible for foreign risk management houses
Sat, 28 Jun 2014 11:34:18 GMT

Markets Regulation
Banks start to drain Barclays dark pool
Deutsche and Credit Suisse are among institutions withdrawing business after New York’s attorney-general alleged the UK bank misled investors
Thu, 26 Jun 2014 18:13:27 GMT

Markets Regulation
Brussels looks at levy to fund watchdogs
European Commission review also considers new responsibilities for supervisors as part of a broader regulatory rethink
Tue, 24 Jun 2014 10:40:19 GMT

Markets Regulation
UKLA’s Quindell ruling was tough but fair
The blocking of software consultancy Quindell’s move to the main market left investors frustrated but regulators are right to impose strict standards
Fri, 13 Jun 2014 16:59:42 GMT

Markets Regulation
Osborne to toughen rules on market abuse
The chancellor plans to make manipulation of foreign exchange, fixed income and commodities benchmarks a criminal offence
Wed, 11 Jun 2014 21:32:30 GMT

Markets Regulation
EU charges ICAP over yen Libor cartels
Decision follows a similar move by antitrust body against a trio of banks over manipulating the Euribor interest rate benchmark
Tue, 10 Jun 2014 14:02:44 GMT

Markets Regulation
SEC exercises its muscle over ‘dark pools’
Liquidnet and Wedbush are subject to action over controls
Fri, 06 Jun 2014 18:28:07 GMT

Markets Regulation
Massad confirmed as new CFTC chairman
Senators clear path for Massad, Bowen and Giancarlo to join the derivatives regulator’s board after nearly a year of gaps in its top team
Tue, 03 Jun 2014 22:55:08 GMT

Markets Regulation
Icahn, Mickelson and Walters ‘face probe’
Probe into whether Mickelson and Walters may have traded illegally on information provided by Icahn, a source told Reuters, the agency said
Sat, 31 May 2014 01:12:47 GMT

Markets Regulation
FTC calls for clampdown on data brokers
Agency wants Congress to pass legislation to establish a centralised portal so consumers can find data brokers and access information being collected
Tue, 27 May 2014 19:19:19 GMT

Markets Regulation
Germany brings in new rules for grey capital market
Tougher scrutiny imposed on corporates that seek funding from retail investors rather than banks with rules on prospectuses and advertising
Thu, 22 May 2014 18:20:46 GMT

Markets Regulation
Finra to advance data collection plan
The agency’s plan has sparked alarm among brokers, who have complained about privacy concerns, data security and the costs of compliance
Sun, 18 May 2014 21:38:08 GMT

Markets Regulation
FCA set to fine UK group in Libor case
Interdealer broker RP Martin has agreed a settlement with the UK’s Financial Conduct Authority, which is expected to be announced as soon as Thursday
Wed, 14 May 2014 10:21:59 GMT

Markets Regulation
Regulators see new threat to stability
Non-bank mortgage servicers and the asset management industry pose a potential risk to the financial system, according to a new report
Wed, 07 May 2014 20:38:47 GMT

Markets Regulation
Europe aims to settle FX rules by August
Commission accepts need for legislation to resolve issue that has seen confused market participants seek clarifications from European regulators
Tue, 06 May 2014 09:30:01 GMT

Markets Regulation
US regulators to monitor London swaps
ICAP will next month begin trading dollar-denominated swaps from its home in the UK capital on a new United States-regulated electronic marketplace
Sun, 20 Apr 2014 13:02:12 GMT

Markets Regulation
Forex rule confusion risk to UK traders
European authorities are struggling to determine whether parts of the forex market are caught under requirements that came into effect two months ago
Tue, 15 Apr 2014 17:51:07 GMT

Markets Regulation
HKEx chief seeks change in listing rules
The head of Hong Kong’s stock market operator has questioned the city’s commitment to the one share, one vote principle
Mon, 07 Apr 2014 11:53:30 GMT

Markets Regulation
Mexico’s antitrust bill seen as ‘flawed’
Experts warn the vagueness of the legislation, aimed at stopping companies dominate through monopolistic practices, poses potential block to success
Tue, 18 Mar 2014 11:35:00 GMT



Results for news from the Financial Times about Markets Regulation
Page 1 of 51 news found.
1 - 2 - NEXT